Gregory Phillips

Greg Phillips joined CPC in 2023 as Director Of Compliance, where he manages the regulatory side of our business. In addition to managing compliance, Greg is also involved in oversight functions which relate to our firm’s internal policies, procedures and reporting to the SEC. On the brokerage side. Greg handles principle approvals and reviews investment decisions. When it comes to making sure we are doing the right thing for the company and especially for our clients, Greg is all over it. And well he should be - Greg has been working for Raymond James Financial Services in various capacities for most of his 32+ years in the financial services industry.

Greg’s breadth of financial experience includes learning, managing and implementing best practices in everything from technology and operations to sales and due diligence on investment products. He loves what he does and can’t imagine doing anything else for a career.

Fittingly, Greg is thrilled to bring his strong mid-western work ethic to CPC. He is thrilled to be here working with “vastly experienced, high-quality people who are fully engaged working in a team-oriented, energetic and positive environment.”

Greg is a graduate of Xavier University where he earned a Bachelor of Science degree in Business Management. He holds FINRA Series 4, 7, 9/10, 24, 31, 63, 66 (CRD# 2202424) Life, Health & Variable Annuity licenses.

When he’s not looking after compliance, you’ll find Greg in his skiff in Tampa Bay perfecting his favorite hobby: in-shore fishing for the elusive red fish.

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